How can you launch without FCA Authorisation. The Financial Services and Markets Act (FSMA) says any firm or individual who carries out a regulated activity in the UK (this includes dual-regulated firms) must be authorised or registered by them, unless they are exempt. Any financial services firm can launch without FCA Authorisation, as an early market …
Successfully Navigating FCA Review Process This is the final in a four part series of informative articles on regulations and the regulatory process for alternative finance businesses. A Recap In the first article, I explored why I believe regulations may have actually contributed to the exponential growth of the alternative finance sector. The second article …
Part 4: Alternative Finance Regulations: Getting Through FCA “Interrogation” Read More »
This is the penultimate in a four part series of informative articles on regulations and the regulatory process in the alternative finance market. Previous articles made it to the “Most Read” section of AltFi.com, highlighting the importance of this topic. A Recap In the first in this series we put forward the argument that regulation …
Part 3: Alternative Finance Regulations: Successful FCA Application Read More »
This is the second in the four part series on alternative finance regulations and regulatory approval. Missed the first article? Click here to access it here https://www.vedanvi.com/alternative-finance-regulations/. A Recap Key points in the first article: Regulations can be onerous, but they have helped to boost this sector on an exponential growth trajectory; They present a …
Part 2: Alternative Finance Regulations: Route to Regulatory Success Read More »
You already know that the alternative finance industry is booming. This is true for all sectors, regardless of whether it’s peer to peer lending, peer to business lending, invoice financing, crowdfunding, or alternate forms of currency exchange and asset management models. According to the Liberium AltFi Volume Index UK, the Peer to Peer lending market …
Part 1: Alternative Finance Regulation: Biggest Hurdle or Opportunity? You Decide: Read More »
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