FCA Authorisation

Fintech Firms: Don’t underestimate regulation

Its easy for high growth Fintech firms to get so caught up in what is fueling their growth, that its easy to overlook detail.  Regulation is one of these details that can be missed, if these firms don’t have a solid foundation and systems to ensure that they always stay on top of a complex …

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How to Launch without FCA Authorisation

How can you launch without FCA Authorisation.  The Financial Services and Markets Act (FSMA) says any firm or individual who carries out a regulated activity in the UK (this includes dual-regulated firms) must be authorised or registered by them, unless they are exempt. Any financial services firm can launch without FCA Authorisation, as an early market …

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