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Licensing can be daunting
You know that financial services is a sector that is highly regulated. So starting a financial services business will require some form of “licensing” before you can start trading or expanding (if you already regulated).
FCA Authorisation a Tough process
Massive Preparation and perseverance Ensures a Successful License to Launch your regulated financial services venture
The FCA Authorisation process is deliberately designed to be tough, ensuring that only competent and well run firms get through the regulatory gateway. The process can be long, taking up to one year to get authorised, and you have to be ready to trade at the point of applying.
A huge challenge, understandably. Not only do you have to commit resources to preparing, you also face an uncertain while you await FCA’s decision. You can however get some level of certainty through knowledge of the rules and process and thorough massive preparation!
We've put together a FREE Resource Library to Help you Prepare for FCA Authorisation
Access the Guide and three practical and proven Checklists in your member library and use them to dramatically increase your speed of preparation and chances of a successful FCA authorisation.
Prepare for Success!
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Getting licensed brings trust and credibility, opening bigger portion of the market
However, the process of applying for a regulatory license is not just a form filling exercise. It requires an understanding of the regulatory and their expectations as well as proper planning.
We’ve developed a guide that will help you through this process. It covers:
This comprehensive nine page checklist takes you step-by-step through the entire preparation process for an FCA application for authorisation. You get practical steps and useful links that will dramatically increase your chances of success.
The FCA application require certain mandatory documents. Not submitting them or getting them wrong can considerably delay the application, or worse, lead to a refusal. This practical checklist will make sure you get this right.
The application form doesn’t cover everything and FCA will inevitably come back with loads of questions. Being able to anticipate and answer them with additional documents will dramatically speed up and guarantee the process. Get ideas from this checklist.
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Frequently Asked Questions
NEED MORE HELP? WE’VE ANSWERED SOME OF THE QUESTION YOU WILL UNDOUBTEDLY HAVE.