We’ll Help You Turn Compliance Headaches into Competitive Advantage
Regulatory compliance when done right, wins customer confidence, reassures investors or larger business partners, increase business valuation and helps build a strong foundation on which the business can achieve great heights.
You Can’t Afford to Get Compliance Wrong When
Building a High Growth Financial Services Business
Regulation permeates every aspect of your business when you are working in one of the highest regulated industries. Regulatory resilience is what separate winners from losers in financial services. Winners not only stay abreast of complex regulatory change, but find innovative ways to leverage it for commercial gain.
The challenge these firms face is to keep control over regulatory compliance while building a high growth, innovative (or even a disruptive) business. They are testing new boundaries, exploring latest technologies such as blockchain, tokenisation and artificial intelligence, where the rules are not clear.
When the team is growing rapidly, leadership struggle to confirm that everyone is aware of their compliance responsibility, and the firm is overall, compliant.
The result is an increase in frequency of compliance breaches. Customer complaints may rise, or worse, the firm is under investigation by the regulator. Customers and investors lose trust, hampering the growth of your vibrant business.
You don’t want to let compliance be an obstacle to the exponential growth of your financial services business. We can help you.
Vedanvi is Here to Help?
If you are launching a new financial services business, we can help you design the best regulatory strategy and your compliance plans and processes. We’ll help you win your regulatory license (only in UK at the moment) and train the founding team so that they can stay abreast of compliance.
If you are already running a successful financial services business, then let us help you stay on top of compliance, freeing you up to build your business.
Get in touch if you are facing a due diligence or regulatory review (or even an investigation). We’ll help you get through the process and implement any remedial actions agreed.
New Venture Regulatory Support
Ongoing Compliance Support & Advisory Services