Compliance

Fintech Firms: Don’t underestimate regulation

Its easy for high growth Fintech firms to get so caught up in what is fueling their growth, that its easy to overlook detail.  Regulation is one of these details that can be missed, if these firms don’t have a solid foundation and systems to ensure that they always stay on top of a complex …

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Part 4: Alternative Finance Regulations: Getting Through FCA “Interrogation”

Successfully Navigating FCA Review Process This is the final in a four part series of informative articles on regulations and the regulatory process for alternative finance businesses. A Recap In the first article, I explored why I believe regulations may have actually contributed to the exponential growth of the alternative finance sector. The second article …

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Crowdfunding – Regulations are now the Biggest Barrier to Entry

Are you thinking of starting a crowdfunding or peer-to peer (P2P) lending platform?  Then I have some good and some bad news for you! The good news is that barriers to entry are breaking down fast.   Technology was once the biggest barrier but now hardly pose a challenge to new entrants. There are many …

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Can Solvency II Gain Back Customer Trust in Financial Services Firms?

Solvency II aims to improve risk management, but will this benefit customers of financial services firms? If so, do they know this? At Vedanvi we have another bone to pick with the current level of disclosure in the financial services sector. We reckon that the sector has got to be more pro-active in winning back …

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