FCA Authorisation

How to Launch without FCA Authorisation

Leave a Comment / Alternative Finance, FCA Applications, FCA Authorisation, FCA Authorisation for Fintech, Financial Services Regulation, Fintech, Fintech Investors, Fintech Startup, Regulation & Compliance, Traditional Financial Services / By

How can you launch without FCA Authorisation.  The Financial Services and Markets Act (FSMA) says any firm or individual who carries out a regulated activity in the UK (this includes dual-regulated firms) must be authorised or registered by them, unless they are exempt. Any financial services firm can launch without FCA Authorisation, as an early market …

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Part 4: Alternative Finance Regulations: Getting Through FCA “Interrogation”

Leave a Comment / Alternative Finance, Compliance Manager, Crowdfunding, FCA Applications, Financial Entrepreneur, Financial Promotions, Fintech, Fintech Startup, Peer-to-Peer Lending, Regulation & Compliance, Risk & Compliance Director, Starting a Business / By

Successfully Navigating FCA Review Process This is the final in a four part series of informative articles on regulations and the regulatory process for alternative finance businesses. A Recap In the first article, I explored why I believe regulations may have actually contributed to the exponential growth of the alternative finance sector. The second article …

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